Silvia E. Ramirez
Casey Securities LLC, NYSE Trading Floor SF, CA- FOG Equities- Chicago, IL- RFA Securities- Philadelphia, PA, Hamilton Executions -NYSE Amex Trading Floor, NY
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About
Experienced Managing Director with a demonstrated history of working in the capital markets industry. Skilled in Option Trading, asset Management, Securities, ETFs, and Equity Trading. Strong business development and writer. Graduate of the Institute of Management and Strategy- Sixx Sigma Institute. Worked on the NYSE San Francisco and NYSE New York Trading Floors; NYSE-Arca and NYSE-Amex. Managing Director- Head of Trading for NYSE-Options- San Francisco, CA. Trading Floor Broker certification. Liaison for FINRA and the SEC. ACAMs, and FinCen certified. Wrote trading procedures, complex trading strategies, job descriptions and departments position alignments. Director of Compliance and Operations. Head of Business Continuity. Authored SEC Option Trading Rules and policies. SR Director of Cryptocurrency Compliance and Operations- Ambisafe Financial and Bitcoin Depot. SR Compliance Director-Affirm, San Francisco, Ca. Compliance, examination and investigation experience.
Experience
May 2022 to Sep 2023
Feb 2019 to Oct 2019
Oct 2017 to Jan 2019
Feb 2009 to Oct 2017
Mar 2005 to Feb 2009
Feb 1994 to Feb 2005
May 1992 to Feb 1994
Education
certificate Black Belt I, White Belt I, SIX SIGMA, SIX SIGMA LEAN
2017 to 2019
Associate's degree, Foreign Languages and Literatures, General
1992 to 1993
Associate of Arts - History, American History (United States)
1990 to 1992
Spanish Certifictae, Speech-Language Pathology/Pathologist
1990 to 1992