SE

Silvia E. Ramirez

Casey Securities LLC, NYSE Trading Floor SF, CA- FOG Equities- Chicago, IL- RFA Securities- Philadelphia, PA, Hamilton Executions -NYSE Amex Trading Floor, NY

San Francisco Bay Area · 1 connection

Casey Securities, LLC

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About

Experienced Managing Director with a demonstrated history of working in the capital markets industry. Skilled in Option Trading, asset Management, Securities, ETFs, and Equity Trading. Strong business development and writer. Graduate of the Institute of Management and Strategy- Sixx Sigma Institute. Worked on the NYSE San Francisco and NYSE New York Trading Floors; NYSE-Arca and NYSE-Amex. Managing Director- Head of Trading for NYSE-Options- San Francisco, CA. Trading Floor Broker certification. Liaison for FINRA and the SEC. ACAMs, and FinCen certified. Wrote trading procedures, complex trading strategies, job descriptions and departments position alignments. Director of Compliance and Operations. Head of Business Continuity. Authored SEC Option Trading Rules and policies. SR Director of Cryptocurrency Compliance and Operations- Ambisafe Financial and Bitcoin Depot. SR Compliance Director-Affirm, San Francisco, Ca. Compliance, examination and investigation experience.

Experience

Senior Compliance ExaminerAffirm
Oct 2019 to May 2021
Senior Compliance DirectorBitcoin Depot Basic company page — company details not listed yet
Feb 2019 to Oct 2019
Director- Market Operations and Compliance- Cryptocurrency ExchangeAmbisafe Basic company page — company details not listed yet
Oct 2017 to Jan 2019
Managing Director - Options Trading- Head of Trading Floor OperationsNYSE Basic company page — company details not listed yet
Feb 2009 to Oct 2017
Director Options Trading and ComplianceNYSE Basic company page — company details not listed yet
Mar 2005 to Feb 2009
Order Book Official-Trader- Pacific Stock Exchange.NYSE Basic company page — company details not listed yet
Feb 1994 to Feb 2005

Education

Six Sigma Management Institute by Dr. Mikel J. Harry
certificate Black Belt I, White Belt I, SIX SIGMA, SIX SIGMA LEAN
2017 to 2019
Contra Costa College
Associate's degree, Foreign Languages and Literatures, General
1992 to 1993
Diablo Valley College
Associate of Arts - History, American History (United States)
1990 to 1992
Diablo Valley College
Spanish Certifictae, Speech-Language Pathology/Pathologist
1990 to 1992