SP
Steve Pettibone
Compliance and Governance @ Plants Without Borders | Compliance, Surveillance, Trading, Risk Specialist
Vallejo, California, United States · 1 connectionNot on Unlinked · Imported profile. Is this you? Claim it
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About
With Plants Without Borders, our team fosters compliance and governance excellence, leveraging over a year's experience in enhancing regulatory frameworks. We navigate complex FinTech and blockchain landscapes, ensuring adherence to evolving standards. Previously at Pettibone Consulting, we cultivated deep connections across financial sectors, offering surveillance insights and governance solutions. My approach combines analytical prowess and risk management strategies to empower clients and drive industry compliance.
Experience
Compliance and GovernancePlants Without Borders Basic company page — company details not listed yet
Oct 2022
Oct 2022
Pettibone ConsultingReferences Available On Request Basic company page — company details not listed yet
Sep 2020 to Dec 2022
Sep 2020 to Dec 2022
Senior Compliance Officer GovernanceMarqeta Basic company page — company details not listed yet
Jun 2019 to Aug 2020
Jun 2019 to Aug 2020
Chief Compliance Officer Orderbook and Ambisafe, CEO and Director Orderbook Broker-Dealer (294548)Ambisafe Basic company page — company details not listed yet
Nov 2017 to Jan 2019
Nov 2017 to Jan 2019
Compliance, Surveillance, Trading and Risk SpecialistMiami International Holdings Basic company page — company details not listed yet
Jun 2011 to Sep 2017
Jun 2011 to Sep 2017
Surveillance and Compliance ConsultantBATS Trading Basic company page — company details not listed yet
Feb 2010 to Sep 2010
Feb 2010 to Sep 2010
Vice President Surveillance and ComplianceNASDAQ OMX PHLX Basic company page — company details not listed yet
Jan 2007 to Jan 2010
Jan 2007 to Jan 2010
Education
University of San Francisco
B.S. Finance
B.S. Finance
Marin Catholic HS